FINRA faces blitz of claims

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National Law Journal

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Join Date: Feb 2009

Posts: 418

Country: United States
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FINRA faces blitz of claims

03-29-2009, 05:05 PM

Accused of lax oversight in the wake of recent financial frauds, FINRA, the largest nongovernmental regulator of securities firms, is now facing an explosion of arbitration claims stemming from troubles in the capital markets. Moving some of those claims into the FINRA arbitration process are about a dozen law school securities arbitration clinics across the country, which are fielding numerous requests for help, often from elderly investors.

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