FINRA faces blitz of claims

WELCOME! ASK a legal question; POST an issue. Our lawyers and others will respond within 24 hrs! 10 yrs online! One million served!

In some forum areas, you may have to register (sign up) before you can post. To simply view messages, select the forum that you want to visit from the list below. Over 80,000 legal issues have been answered so also consider using the search function. For help, please check out the HELP section of the forum and forum announcements.
Research/discuss 85,000 issues in the forum or privately ASK A LAWYER NOW, click ASK NOW. U.S. and 30 countries.

National Law Journal

News Feed

Join Date: Feb 2009

Posts: 418

Country: United States
- Share
- Tweet
#1

FINRA faces blitz of claims

03-29-2009, 04:05 PM

Accused of lax oversight in the wake of recent financial frauds, FINRA, the largest nongovernmental regulator of securities firms, is now facing an explosion of arbitration claims stemming from troubles in the capital markets. Moving some of those claims into the FINRA arbitration process are about a dozen law school securities arbitration clinics across the country, which are fielding numerous requests for help, often from elderly investors.

More...

The National Law Journal
Tags: None

Quote